I. INTRODUCTION

-   EzDeal is a convenient instrument for Clients to place negotiated stock trading advertisements on FPTS website.

-    After these ads are placed successfully, main information will be displayed on FPTS Ads of FPTS liveprice for interested person to track and seek orders matching their needs.  

-    FPTS ads only support Clients with bidding/offering orders in block trade. After finding suitable orders on the board, Clients necessarily make a direct contact with FPTS Listed Brokerage Department for further support for such orders.

-    Minimum volume on FPTS ads must follow current Stock Exchanges’ rules on put-through transactions in block trade (HSX: 20,000; HNX: 5,000; UPCOM: 10)

II. APPLIED TO

 Clients who registered to use EzTrade (trading online) at FPTS.

III. USER GUIDE ON PLACING FPTS ADS VIA EZTRADE

Clients can place FPTS ads by choosing ONE option:

1.     On floor: Clients fill full order information on the order form. Clients need to note FPTS put-through ads.

2.     On phone (applied to Clients using Token Card): In this case, Clients should remind Broker of placing FPTS put-through ads.

3.     Via Internet: Clients follow some steps:

Step 1: After logging in EzTrade, Clients choose “Special Transaction” and select “Block Trade Advertising”:

 Step 2: Fill full information:

 Use mouse or Tab key to move to next fields to input order information:

-    Volume: must be more than or equal to block trade put-through volume followed by rules and regulations of Stock Exchanges (5,000 shares applied to HNX; 20,000 shares, fund certificates applied to HOSE; 10 shares applied to UPCOM)

-          Price type:

o    Indefinite: Clients have not fixed the trading price.

o    Definite: Clients have fixed the trading price. When Clients choose fixed price, Clients need fill specific price in PRICE field.

 Step 3: Add orders to List of EzDeal Orders:

-           After filling full order information, press “Add” to save these information

Note: Clients can add more than one order to List of EzDeal Orders in order to send a group of orders at the same time.

-          Orders added will stay in List of EzDeal Orders:

Note: Clients can Delete in List of EzDeal Orders by clicking on Delete button () at the correlative row.

Step 4: Confirm and send orders

-    Clients fill trading password and press “Confirm” button to send these orders to FPTS’ system in order of typing.

Note: Clients should see Status carefully after sending orders to FPTS’ system: the green row shows successfully sent order, the red row shows unsuccessfully sent order.

-    Clients press Refresh to continue placing orders

Note:

-    When Clients placed Ad orders, FPTS’ system will check their trading balance:

o    Buy order: compare opening cash balance (pending buy orders is not included) with Ad order’s value.

o    Sell order: compare opening stock balance (Securities Amount being sold is not included) with Ad order’s stock amount.

-    In special case Client cannot place Ad order via Internet but have had the partner, please directly contact FPTS to place Ad order.

Securirites Brokerage Department:

Hanoi:               2^nd Floor, 71 Nguyen Chi Thanh Street, Dong Da District. Tel: (84-24) 3773 7068 / 6275 8000

Hochiminh:        3^rd Floor, 136-138 Le Thi Hong Gam Street, Nguyen Thai Binh Ward, District 1. Tel: (84-28) 6290 8686/ 3915 2626/ 3914 6090

Danang:          100 Quang Trung Street, Thach Thang Ward, Hai Chau District. Tel: (84-236) 3553 666

IV. USER GUIDE ON AD ORDER’S CANCELLATION

Step 1: Client choose “Special Transaction” menu and click on “Block Trade Ads List”:

Step 2: Client select the order and click “” at the appropriate row:

The system will display the pop-up to confirm the order cancellation. Clients click OK if they are sure to cancel the order:

Successful order cancellation will lead to the following pop-up, Clients click OK to exit:

V. USER GUIDE ON WATCHING FPTS ADS

Step 1: Client click on FPTS’ liveprice at: http://liveprice.fpts.com.vn and log in the account (as they want to see the normal liveprice)

Step 2: Client choose FPTS Ads:

Step 3: Client select the exchange (HOSE/HNX or UPCOM):

- The liveprice is divided into 2 separate parts: BID/OFFER so that Clients can easily track and seek.

- Orders displaying price at 0 means Ad orders at Indefinite price.

- After Clients choose the suitable order, please contact Listed Securities Brokerage Department for order placing support.